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Allan John Proske

Cetera Investment Advisers LLC

Freehold, NJ

CRD 2214278

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-03
NJ RA APPROVED 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2022-11-03
  • NJ RA
    APPROVED
    Since 2020-11-12

Branch Locations

3425 Route 9 North Suite 201, Freehold, NJ 07728 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 01/2013 09/2022
First Allied Advisory Services,Inc. Chesterfield MO 01/2013 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc Freehold NJ 09/2022 Present
  • 01/2013 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 01/2013 → 11/2020
    First Allied Advisory Services,Inc.
    Chesterfield, MO
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Freehold, NJ
Previous Registrations
  • 2013-01-23 → 2020-11-12
    First Allied Advisory Services, Inc.
    Freehold, NJ
    Freehold, NJ
    Wall, NJ
    Princeton, NJ
  • 2016-06-02 → 2016-10-31
    Lpa Taurus Llc
    Red Bank, NJ
  • 2002-07-30 → 2013-02-01
    Freehold, NJ
    Freehold, NJ
Other Businesses

1.) FAMILY RESOURCES ASSOCIATES; BOARD PRESIDENT;NON-PROFIT ORGANIZATION; 4 HRS. PER MONTH; START DATE 05/30/2013. 2.) LADAY PROSKE ENTERPRISES LLC; CO-OWNER; OTHER; START DATE 12/01/2012. 3.) LPA STRATEGIC CAPITAL, LLC; OWNER; DBA; 160 HRS. PER MONTH; START DATE 01/24/2013. 4.) LPA RUTHLESS LLC; OWNER/COACH; NON-PROFIT ORGANIZATION; START DATE: 3/3/2021; 20 HOURS PER MONTH. 4.) ASE INTENSITY; COACH; OTHER; START DATE 09/01/2017; 4 HRS. PER MONTH. 5.) LPA; PARTNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 4/1/18; 4 HOURS PER MONTH. 6.) NJ RUTHLESS SOFTBALL; COACH; OTHER; START DATE: 09/09/2018; 80 HOURS PER MONTH. 7.) ADVENTURE SPORTS ENTERTAINMENT; COO; START DATE 01/01/2021; 16 HOURS PER MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-30
  • S63 Uniform Securities Agent State Law Examination
    1992-07-30

View on SEC IAPD

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