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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| NJ | RA | APPROVED | 2020-11-12 |
Branch Locations
3425 Route 9 North Suite 201, Freehold, NJ 07728 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 01/2013 | 09/2022 |
| First Allied Advisory Services,Inc. | Chesterfield | MO | 01/2013 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | Freehold | NJ | 09/2022 | Present |
1.) FAMILY RESOURCES ASSOCIATES; BOARD PRESIDENT;NON-PROFIT ORGANIZATION; 4 HRS. PER MONTH; START DATE 05/30/2013. 2.) LADAY PROSKE ENTERPRISES LLC; CO-OWNER; OTHER; START DATE 12/01/2012. 3.) LPA STRATEGIC CAPITAL, LLC; OWNER; DBA; 160 HRS. PER MONTH; START DATE 01/24/2013. 4.) LPA RUTHLESS LLC; OWNER/COACH; NON-PROFIT ORGANIZATION; START DATE: 3/3/2021; 20 HOURS PER MONTH. 4.) ASE INTENSITY; COACH; OTHER; START DATE 09/01/2017; 4 HRS. PER MONTH. 5.) LPA; PARTNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 4/1/18; 4 HOURS PER MONTH. 6.) NJ RUTHLESS SOFTBALL; COACH; OTHER; START DATE: 09/09/2018; 80 HOURS PER MONTH. 7.) ADVENTURE SPORTS ENTERTAINMENT; COO; START DATE 01/01/2021; 16 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-07-30 |
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