Daniel King

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI

Previous Registrations

• 2013-01-15 → 2013-02-19
  Wells Fargo Clearing Services, Llc
  Providence, RI

Other Businesses

I*521257 For profit or not for profit: Entity For Profit Name of outside business organization: Central Casting Investment related: N Address of business: Atlanta, Georgia, 30303 Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 9/15/2021 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 20 Duties: , BackgroundActor

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-01-14
• S63 Uniform Securities Agent State Law Examination
  1992-03-03

Other Names

• Daniel Steven King