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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-09
  • TX RA
    APPROVED_RES
    Since 2024-01-09

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

50 Rowes Wharf Floor 03, Boston, MA 02110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Inc Boston MA 10/2007 Present
Jpmorrgan Trust Company Boston MA 10/2007 Present
  • 10/2007 → Present
    Jpmorgan Securities Inc
    Boston, MA
  • 10/2007 → Present
    Jpmorrgan Trust Company
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-16
S63 Uniform Securities Agent State Law Examination 1992-03-04
  • S65 Uniform Investment Adviser Law Examination
    2000-11-16
  • S63 Uniform Securities Agent State Law Examination
    1992-03-04
Other Names
  • Daniel Joseph Curtin

View on SEC IAPD

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