Winston Yuin Tsang

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Hackensack, NJ
• 06/2021 → 11/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 12/2022 → Present
  Lpl Financial
  Saddle Brook, NJ

Previous Registrations

• 2021-06-09 → 2022-12-20
  Cetera Wealth Services, Llc
  Williamsport, PA
  Hackensack, NJ
• 2005-01-14 → 2021-06-09
  Voya Financial Advisors, Inc.
  Albany, NY
  Hackensack, NJ
  Cherry Hill, NJ
  Williamsport, PA
  Windsor, CT
• 2002-06-25 → 2004-12-31
  Commonwealth Financial Network
  Tenafly, NJ

Other Businesses

1-01/1992 / Non-Variable Insurance / Investment Related / SADDLE BROOK, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-11
• S63 Uniform Securities Agent State Law Examination
  1993-02-26

Designations

• Certified Financial Planner

Other Names

• Winston Yuin Tsang
• Winston Tsang