Best Investors
Account
Sign in
Best Investors
Account
Sign in
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
| NV | RA | APPROVED | 2026-01-05 |
Branch Locations
3300 Douglas Blvd Suite 150, Roseville, CA 95661 • United States
150 Country Estates Cir Suite 115, Reno, NV 89511 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foundations Investment Advisors, Llc | Scottsdale | AZ | 01/2016 | Present |
1) DBA SINCE DEC, 2015: CAPITAL PLANNING GROUP; IT IS INVESTMENT RELATED; 1540 RIVER PARK DRIVE, STE. 107, SACRAMENTO, CA 95815; OWNER & INSURANCE AGENT -LIFE INSURANCE, ANNUITIES, LTC; 80 HOURS PER MONTH DURING MARKET HOURS; PRIOR TO SETTING UP HIS DBA, HE WAS A SELF-EMPLOYED INDEPENDENT AGENT SINCE DEC. 1991 2)CAPITOL PLANNING GROUP; NON- INVESTMENT RELATED - 3300 DOUGLAS BOULEVARD SUITE 150 ROSEVILLE, CA; NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES USING 3RD PARTY ENCORE ESTATE; DUTIES INCLUDE NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION, DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-25 |
| S65 | Uniform Investment Adviser Law Examination | 2016-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-05 |
Reach out to this advisor