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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-11-15
  • CT RA
    APPROVED
    Since 2023-11-15

Branch Locations

Two Stamford Plaza 281 Tresser Boulevard Suite 1004, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Securities (Usa) Llc New York NY 06/2010 09/2018
Unemployed Rye Brook NY 09/2018 09/2022
Royal Alliance Associates, Inc. Jericho NY 09/2022 01/2023
Mml Investors Services, Llc Stamford CT 10/2023 Present
Massmutual Life Insurance Company Stamford CT 10/2023 Present
Lenox Advisors, Inc. Stamford CT 08/2023 Present
Unemployed Rye Brook NY 01/2023 08/2023
  • 06/2010 → 09/2018
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 09/2018 → 09/2022
    Unemployed
    Rye Brook, NY
  • 09/2022 → 01/2023
    Royal Alliance Associates, Inc.
    Jericho, NY
  • 10/2023 → Present
    Stamford, CT
  • 10/2023 → Present
    Massmutual Life Insurance Company
    Stamford, CT
  • 08/2023 → Present
    Lenox Advisors, Inc.
    Stamford, CT
  • 01/2023 → 08/2023
    Unemployed
    Rye Brook, NY
Other Businesses

Name: Justin Carey/Lenox Advisors, Inc. Inv Rel: Y Addr: 281 Tresser Blvd, Suite 1004, Stamford, CT 06901 Nature: Outside insurance - Sale of Life, Disability, Long-term care, Fixed Annuities and Health insurance products Position: Associate Start Date: 08/21/2023 No. Hr/Mo: 10 No. Hr/Mo During Sec Trading: 5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-07
S63 Uniform Securities Agent State Law Examination 2023-01-26
  • S66 Uniform Combined State Law Examination
    2023-11-07
  • S63 Uniform Securities Agent State Law Examination
    2023-01-26
Other Names
  • Justin Matthew Carey

View on SEC IAPD

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