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Albert Andrew Smith

Osaic Institutions, Inc.

Roslindale, MA

West Roxbury, MA

Meriden, CT

West Roxbury, MA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-01-04
  • MA RA
    APPROVED
    Since 2024-01-04

Branch Locations

40 Belgrade Avenue, Roslindale, MA 02131 • United States

36 Spring Street, West Roxbury, MA 02132 • United States

538 Preston Avenue, Meriden, CT 06450-4858 • United States

36 Spring Street, West Roxbury, MA 02132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sovereign Bank Kingston MA 07/2004 03/2018
Santander Securities Llc Guaynabo PR 09/2012 03/2018
Infinex Investments, Inc. Meriden CT 03/2018 09/2023
South Shore Bank Braintree MA 03/2018 09/2023
The Cooperative Bank Roslindale MA 09/2023 Present
Infinex Investments, Inc. Meriden CT 11/2023 Present
  • 07/2004 → 03/2018
    Sovereign Bank
    Kingston, MA
  • 09/2012 → 03/2018
    Santander Securities Llc
    Guaynabo, PR
  • 03/2018 → 09/2023
    Infinex Investments, Inc.
    Meriden, CT
  • 03/2018 → 09/2023
    South Shore Bank
    Braintree, MA
  • 09/2023 → Present
    The Cooperative Bank
    Roslindale, MA
  • 11/2023 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2018-03-26 → 2023-09-14
    Osaic Institutions, Inc.
    Braintree, MA
    Weymouth, MA
    Weymouth, MA
    Weymouth, MA
    Weymouth, MA
    Pembroke, MA
    Hingham, MA
    Norwell, MA
  • 2012-09-19 → 2018-03-15
    Santander Securities Llc
    Kingston, MA
    Bridgewater, MA
    Halifax, MA
    Middleboro, MA
    Westport, MA
    Lexington, MA
    Worcester, MA
    Framingham, MA
    Pembroke, MA
    Duxbury, MA
    Framingham, MA
    Duxbury, MA
    Hingham, MA
    Hull, MA
  • 2008-05-27 → 2012-09-19
    Lpl Financial Llc
    Duxbury, MA
    Middleboro, MA
    Mattapan, MA
    Kingston, MA
    Pembroke, MA
    Halifax, MA
    Bridgewater, MA
    Marshfield, MA
    Middleboro, MA
    Halifax, MA
    Bridgewater, MA
    Pembroke, MA
    Halifax, MA
    Middleboro, MA
    Bridgewater, MA
    Middleboro, MA
  • 2004-07-29 → 2008-05-27
    Ifmg Securities, Inc.
    Mattapan, MA
    Marshfield, MA
    Duxbury, MA
    Kingston, MA
    Kingston, MA
    Pembroke, MA
    Middleboro, MA
    Halifax, MA
    Bridgewater, MA
  • 2001-09-24 → 2004-07-23
    Osaic Institutions, Inc.
    Kingston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-04
S63 Uniform Securities Agent State Law Examination 1993-09-17
  • S65 Uniform Investment Adviser Law Examination
    1994-08-04
  • S63 Uniform Securities Agent State Law Examination
    1993-09-17
Other Names
  • Albert Andrew Smith

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