Steven Sarosy

Current Employers

Employment History

• 08/2005 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 04/2007 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 05/2018 → 09/2025
  Avantax Insurance Agency, Llc
  Dallas, TX
• 10/2011 → Present
  City Of Irving Recreation Specialist
  Irving, TX
• 08/2024 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 08/2024 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2024 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 08/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dallas, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-04-04 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Dallas, TX
  Dawson, TX
  Lewisville, TX
• 2003-12-15 → 2005-08-01
  Hilltop Securities Inc.
  Dallas, TX
• 2002-10-21 → 2003-12-18
  Chase Investment Services Corp.
  Dallas, TX
• 2002-02-15 → 2002-09-04
  E*Trade Advisory Services, Inc.
  Hurst , TX

Other Businesses

1) City of Irving Recreation specialist~'NIR'~825 W. Irving Blvd~Irving~TX~75060~Other~Employee~10/18/2011~80hrs~0hrs~Improving the quality of life through various recreational activities and programs sponsored by the city of Irving. 2) Future Leaders of Irving~'NIR'~909 N oconner rd~Irving~TX~75061~Other~Other~4/5/2011~5hrs~2hrs~Serve on the board, advising on educational curriculum and activities 3) City of Irving Recreation specialist; Employee; Plan and implement teen activities at a recreation center; NIR; 0; 10/18/2011; 825 W. Irving Blvd Irving TX 75060; Improving the quality of life through various recreational activities and programs sponsored by the city of Irving.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-14
• S63 Uniform Securities Agent State Law Examination
  1992-03-19

Other Names

• Steven Bertrand Sarosy