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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-19 |
| FL | RA | APPROVED | 2009-05-06 |
Branch Locations
1160 Battery St Fl 1 E, San Francisco, CA 94111 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Bonita Springs | FL | 12/2006 | Present |
| Southwest Florida Wealth Group | Bonita Springs | FL | 04/2007 | 04/2023 |
| Raymond James Financial Services Advisors, Inc. | Bonita Springs | FL | 01/2010 | Present |
| Elevon Wealth Management | Lexington | KY | 12/2018 | Present |
(1)Name of Business: Elevon wealth Management Address: 1124 Newman Rd., LEXINGTON, KY, 40515-9591, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/18/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Supporting the services provided to my clients that were transitioned to Elevon as of a succession agreement.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-16 |
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