Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-19
FL RA APPROVED 2009-05-06
  • TX RA
    APPROVED_RES
    Since 2020-10-19
  • FL RA
    APPROVED
    Since 2009-05-06

Branch Locations

Lexington, KY • United States

1160 Battery St Fl 1 E, San Francisco, CA 94111 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Bonita Springs FL 12/2006 Present
Southwest Florida Wealth Group Bonita Springs FL 04/2007 04/2023
Raymond James Financial Services Advisors, Inc. Bonita Springs FL 01/2010 Present
Elevon Wealth Management Lexington KY 12/2018 Present
  • 12/2006 → Present
    Raymond James Financial Services
    Bonita Springs, FL
  • 04/2007 → 04/2023
    Southwest Florida Wealth Group
    Bonita Springs, FL
  • 01/2010 → Present
    Bonita Springs, FL
  • 12/2018 → Present
    Elevon Wealth Management
    Lexington, KY
Previous Registrations
Other Businesses

(1)Name of Business: Elevon wealth Management Address: 1124 Newman Rd., LEXINGTON, KY, 40515-9591, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/18/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Supporting the services provided to my clients that were transitioned to Elevon as of a succession agreement.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-16
  • S63 Uniform Securities Agent State Law Examination
    1992-10-16
Other Names
  • Guy G Quinn
  • Gaines Guy Quinn

View on SEC IAPD

More in Lexington, KY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor