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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-15 |
| LA | RA | APPROVED | 2013-09-12 |
Branch Locations
539 Choctaw Dr, Abita Springs, LA 70420-3325 • United States
One Galleria Blvd, Ste 1813, Metairie, LA 70001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Abita Springs | LA | 09/2013 | Present |
1. 9/12/2013: PKP LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 0% - LLC formed for investment. 2. 9/12/2013: Elite Homes, LLC - Other-Spouse's Business - Time Spent 1% - Bookkeeping/Accounting records. No title. 3. 9/12/2013: Stay Here LLC - Investment Related - Time Spent 0% - Entity created for investment. 4. 10/30/2013: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Selling non variable insurance. 5. 12/26/2013: Magnolia Wealth Management LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - For Accounting Purposes Only. 6. 03/02/2016 - NO BUSINESS NAME - INV REL - 13661 Perdido Key Drive, Unit 704, Perdido Key FL 32507 - Real Estate Rental - START 07/15/2012. 7. 1/3/2017 - South Tangi Youth Soccer Assn (STYSA) - Not Investment Related - 539 Choctaw Dr., Abita Springs, LA 70420 - Outside/W-2 Employment - Bookkeeper - Started 08/01/2016 - 30 Hours Per Month/0 Hours During Securities Trading. 8. 7/2/2018 - Elite Engineering, Inc. - Not Investment Related - 539 Choctaw Drive, Abita Springs, LA 70420 - Outside/W-2 Employment - Start Date: 06/01/1998 - 10 Hours Per Month/0 Hours During Securities Trading - Accounting/Admin. Husband's business - I became 10% owner and corporate officer (VP & Treas). 9. 7/3/2018 - South Tangi Youth Soccer Assn - Not Investment Related - 539 Choctaw Drive, Abita Springs, LA 70420 - Non-Profit Board Member - Board Secretary - Start Date: 08/01/2016 - 30 Hours Per Month/0 Hours During Securities Trading - Acting as bookkeeper/acctg admin.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-23 |
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