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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-15
LA RA APPROVED 2013-09-12
  • TX RA
    APPROVED_RES
    Since 2022-03-15
  • LA RA
    APPROVED
    Since 2013-09-12

Branch Locations

539 Choctaw Dr, Abita Springs, LA 70420-3325 • United States

One Galleria Blvd, Ste 1813, Metairie, LA 70001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Abita Springs LA 09/2013 Present
Previous Registrations
  • 2012-12-17 → 2013-09-18
    Fbt Advisors, Inc.
    New Orleans, LA
  • 2012-02-07 → 2012-12-19
    Mandeville, LA
    Mandeville, LA
  • 2010-06-22 → 2012-02-13
    Cetera Investment Services Llc
    Mandeville, LA
  • 2008-05-09 → 2008-07-22
    Cetera Investment Services Llc
    New Orleans, LA
Other Businesses

1. 9/12/2013: PKP LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 0% - LLC formed for investment. 2. 9/12/2013: Elite Homes, LLC - Other-Spouse's Business - Time Spent 1% - Bookkeeping/Accounting records. No title. 3. 9/12/2013: Stay Here LLC - Investment Related - Time Spent 0% - Entity created for investment. 4. 10/30/2013: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Selling non variable insurance. 5. 12/26/2013: Magnolia Wealth Management LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - For Accounting Purposes Only. 6. 03/02/2016 - NO BUSINESS NAME - INV REL - 13661 Perdido Key Drive, Unit 704, Perdido Key FL 32507 - Real Estate Rental - START 07/15/2012. 7. 1/3/2017 - South Tangi Youth Soccer Assn (STYSA) - Not Investment Related - 539 Choctaw Dr., Abita Springs, LA 70420 - Outside/W-2 Employment - Bookkeeper - Started 08/01/2016 - 30 Hours Per Month/0 Hours During Securities Trading. 8. 7/2/2018 - Elite Engineering, Inc. - Not Investment Related - 539 Choctaw Drive, Abita Springs, LA 70420 - Outside/W-2 Employment - Start Date: 06/01/1998 - 10 Hours Per Month/0 Hours During Securities Trading - Accounting/Admin. Husband's business - I became 10% owner and corporate officer (VP & Treas). 9. 7/3/2018 - South Tangi Youth Soccer Assn - Not Investment Related - 539 Choctaw Drive, Abita Springs, LA 70420 - Non-Profit Board Member - Board Secretary - Start Date: 08/01/2016 - 30 Hours Per Month/0 Hours During Securities Trading - Acting as bookkeeper/acctg admin.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-27
S63 Uniform Securities Agent State Law Examination 1994-05-23
  • S65 Uniform Investment Adviser Law Examination
    2012-02-27
  • S63 Uniform Securities Agent State Law Examination
    1994-05-23
Other Names
  • Rebecca Lyn Sequeria
  • Rebecca Lyn Hanson
  • Becky Hanson

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