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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-31
TX RA APPROVED_RES 2023-01-24
NY RA APPROVED 2021-08-03
  • FL RA
    APPROVED
    Since 2026-03-31
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

Delray Beach, FL • United States

66 Commack Rd Ste 205, Commack, NY 11725 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hassett Tax & Financial Services Commack NY 02/2003 Present
Invest Financial Corporation Tampa FL 10/2007 02/2018
Lpl Financial Llc Commack NY 02/2018 Present
  • 02/2003 → Present
    Hassett Tax & Financial Services
    Commack, NY
  • 10/2007 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Commack, NY
Other Businesses

1. 02/14/2018 - Hasset Tax & Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - Crump Life Insurance - Investment Related - 100 RING RD W #200, GARDEN CITY, NY - Non-Variable Insurance - Start Date 10/25/07 - 1 Hours Per Month/1 During Securities Trading. 3. 02/14/2018 - Hasset Tax & Financial Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date 12/19/2002. 4. 12/28/2018 - Sea Things LLC entity in Atlantic Cove Marina LLC - Not Investment Related - Location: na - Business Entity For Tax/Investment Purposes Only - Started 11/15/2018 - 0 Hours Per Month - Equity holder. 5. 11/26/2019 - Advisors Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/25/2019 - 1 Hour Per Month During Securities Trading. 6. 9/22/2020 - Hampton Dune Holdings LLC - Not Investment Related - 700 Lakeland Ave, Bohemia, NY 11716 - Business Entity For Tax/Investment Purposes Only - Started 5/22/2018 - 0 Hours Per Month - Passive ownership only, investment in Atlantic Cove Marina, no other roles., no custody and control over any assets. No management roles. 7. 9/22/2020 - Atlantic Cove Marina LLC - Not Investment Related - 215 Alantic Ave, East Moriches, NY 11940 - Other-owner of marina - Started 6/18/2018 - 0 Hours Per Month - Partial owner in the Marina, no other duties, no custody or control over any assets of the Marina, no management responsibilities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-05-11
  • S63 Uniform Securities Agent State Law Examination
    1993-05-11
Other Names
  • Neil L Hassett

View on SEC IAPD

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