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Constantinos Dean Frank Yianas

LPl Financial LLC

Palatine, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-01-10
TX RA APPROVED 2020-01-10
  • IL RA
    APPROVED
    Since 2020-01-10
  • TX RA
    APPROVED
    Since 2020-01-10

Branch Locations

Palatine, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chicago IL 05/2010 11/2016
Wells Fargo Clearing Services, Llc Chicago IL 11/2016 01/2020
Lpl Financial, Llc Palatine IL 01/2020 Present
Previous Registrations
Other Businesses

1. 01/10/2020 - MAPLESTONE WEALTH ADVISORS/ DBA FOR LPL BUSINESS/ INVESTMENT RELATED/ 0%/ PALATINE, IL

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-05-12
S65 Uniform Investment Adviser Law Examination 2006-04-28
  • S63 Uniform Securities Agent State Law Examination
    2006-05-12
  • S65 Uniform Investment Adviser Law Examination
    2006-04-28
Other Names
  • Dean Yianas
  • Constantinos Fran Lk Yianas
  • Constantinos Frank Yianas

View on SEC IAPD

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