Anthony August Anzer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Cincinnati, OH
• 11/2016 → 05/2021
  Wells Fargo Clearing Services, Llc
  Cincinnati, OH
• 05/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2021 → Present
  Anzer Wealth Planning & Financial Counsel
  Mason, OH
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-11-30 → 2021-05-24
  Wells Fargo Clearing Services, Llc
  Cincinnati, OH
  Cincinnati, OH
• 1999-06-28 → 2007-12-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/1992 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: ANZER WEALTH PLANNING & FINANCIAL COUNSEL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-09-01
• S63 Uniform Securities Agent State Law Examination
  1992-01-29

Other Names

• Anthony Anzer