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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-12-13 |
| TX | RA | APPROVED_RES | 2021-12-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tucson | AZ | 10/2009 | 11/2021 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2021 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, GROSSE POINTE, MI, START: 11/30/2021, 1 HR/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-12 |
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