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Douglas Marc Abbate

Cetera Investment Advisers LLC

Huntington Station, NY

CRD 2212336

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-21
  • NY RA
    APPROVED
    Since 2025-07-21

Branch Locations

720 East Jericho Turnpike Suite 1, Huntington Station, NY 11746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2015 07/2025
Cambridge Investment Research, Inc Fairfield IA 08/2015 07/2025
Cetera Wealth Services, Llc El Segundo CA 07/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2025 Present
Investwithdoug.COm Huntington NY 07/2025 Present
  • 08/2015 → 07/2025
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 08/2015 → 07/2025
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 07/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2025 → Present
    Schaumburg, IL
  • 07/2025 → Present
    Investwithdoug.COm
    Huntington, NY
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: INVESTWITHDOUG.COM INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MARKETING WEBSITE START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MY URL FOR WEBSITE AND EMAIL;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-12-11
  • S63 Uniform Securities Agent State Law Examination
    2003-12-11

View on SEC IAPD

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