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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-11 |
| TX | RA | APPROVED_RES | 2002-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mesa | AZ | 04/1995 | Present |
| Bank Of America,N.A. | Gilbert | AZ | 06/2011 | Present |
Entity Type: FOR-PROFIT NAME: CSS PROPERTIES LLC INVESTMENT RELATED: YES ADDRESS OF BUSINESS: MESA, ARIZONA 85213 POSITION, TITLE, ASSOCIATION: DUTIES: BUYING RENTAL PROPERTY TO BE HELD IN THE LLC. THIS LLC IS A SOLE HOLDING OF MY SEFL DIRECTED IRA DISCLOSED PREVIOUSLY AT AMERICAN PENSION SERVICES ACCT START DATE OF RELATIONSHIP: 9/3/2012 NUMBER OF HOURS DEVOTED: 2 MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: ONE RENTAL PROPERTY TO BE HELD IN AN SELF DIRECTED IRAT HAT HAS BEEN DISCLOSED. I*10995For profit or not for profit: Name of outside business organization: C and S S Investment related: Address of business: Sun Lakes, Arizona 85248 Position, title, association: Start date of relationship: 6/1/2021Number of hours devoted: 2 hour Number of hours devoted during trading hours: 0 I*2167265, Entity Type: Non profit Name of OBA: Greater Sun Lakes Community Foundation Address: Chandler AZ 85248 , Investment Related: No, Position, Title, Association: Board Member No Hours: 3 monthly , No Hours during Trading: 3 monthly, Duties: We have two fund raisers annually raising funds to help the senior population in need. This 501 C # organization has been around since 2013 and has a great reputation. I'm on the board of directors but not an officer. I*: 2512285 Entity Type: Fiduciary role Name of OBA: S. S. XXXX5 S. Ribbonwood Dr Sun Lakes, AZ Address: Sun Lakes, Arizona 85248 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 6/3/0225 Number of Hours: 6 hrs annually Number of Hours during trading: 1 hr annually Duties: Power of Attorney for spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-08 |
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