Katherine Elizabeth Coley

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Raymond James Financial Services, Inc.
  Spartanburg, SC
• 04/2014 → Present
  Raymond James Financial Services Advisors Inc.
  Spartanburg, SC

Previous Registrations

• 2009-06-01 → 2014-04-29
  Morgan Stanley
  Spartanburg, SC
• 2008-10-23 → 2009-06-01
  Morgan Stanley & Co. Llc
  Charlotte, NC
  Spartanburg, SC
• 2005-02-18 → 2008-10-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Spartanburg, SC
  Spartanburg, SC

Other Businesses

(1)Name of Business: Switzer Wealth Partners Address: 1983 S Pine St, Spartanburg, SC, 29302, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/26/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Administrative assistant to financial advisor and general office adminstration

Exams

• S66 Uniform Combined State Law Examination
  1998-09-09

Other Names

• Kathy Coley
• Katherine Overstreet