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Howard Neal Gun

Ameriprise Financial Services, LLC

Timonium, MD

Brookeville, MD

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-14
MD RA APPROVED 1992-04-29
  • TX RA
    APPROVED_RES
    Since 2014-04-14
  • MD RA
    APPROVED
    Since 1992-04-29

Branch Locations

9515 Deereco Rd Ste 303, Timonium, MD 21093-2116 • United States

Brookeville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Brookeville MD 01/1992 03/2020
Ameriprise Financial Services, Llc Brookeville MD 03/2020 Present
Other Businesses

Fiduciary Activities; Executor, Attorney-In-Fact (POA).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-01
S65 Uniform Investment Adviser Law Examination 1992-04-03
  • S63 Uniform Securities Agent State Law Examination
    1994-09-01
  • S65 Uniform Investment Adviser Law Examination
    1992-04-03
Other Names
  • Howie Gun
  • Howard N Gun

View on SEC IAPD

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PATRICK JOSEPH MONAGHAN
MELANIE DEE HAGAN
ANDREW T COOK

Other Offices

L. K. BENSON & COMPANY, P.C. · TIMONIUM, MD
BERMAN MCALEER · TIMONIUM, MD
THE L. WARNER COMPANIES, INC · TIMONIUM, MD
KAWG&F FINANCIAL PLANNING GROUP LLC · TIMONIUM, MD
WAYPOINT WEALTH MANAGEMENT · TIMONIUM, MD
KBSTM PARTNERS, LLC · TIMONIUM, MD
CAPITAL PORTFOLIO MANAGEMENT, INC. · TIMONIUM, MD
EQUITY SERVICES, INC. · TIMONIUM, MD

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