Brian William Thomas

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Level Four Financial, Llc
  Dallas, TX
• 12/2021 → Present
  Level Four Advisory Services
  Dallas, TX

Previous Registrations

• 1998-10-30 → 2009-07-15
  Raymond James & Associates, Inc.
  Sarasota, FL
  Sarasota, FL

Other Businesses

1. THOMAS PRIVATE WEALTH MANAGEMENT, 2750 STICKNEY POINT ROAD, # 107, SARASOTA, FL 34231, INVESTMENT RELATED, COMPENSATED BY COMMISSIONS, NATURE OF BUSINESS IS SALES, OWNER, START DATE 11/15/10, 160 HOURS PER MONTH, ALL DURING TRADING HOURS, SALES OF FINANCIAL PRODUCTS. 2. BLUE HERON HOMEOWNERS ASSOCIATION, NON-INVESTMENT RELATED, STARTED 3/11/2024, BOARD PRESIDENT, LOCATED AT 10 ISLAND COURT, TERRA CEIA FL 34250, DEVOTE APPROXIMATELY 1 HOUR PER MONTH TO THIS ACTIVITY WITH NO TIME DURING TRADING HOURS 3. BREEZY PALMS CAPITAL, LLC - MONTANA LLC THAT HAS OWNERSHIP OF PERSONAL VEHICLE, STARTED JUNE 10, 2026, NOT INVESTMENT RELATED, DEVOTE 1 HOUR PER MONTH NOT DURING TRADING TO THIS ENTITY, LOCATED IN WHITEFISH, MT 59937, NO DUTIES RELATING TO ENTITY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1992-04-02

Other Names

• Brian W Thomas