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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-06 |
| NY | RA | APPROVED | 2023-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Syracuse | NY | 11/2008 | 07/2023 |
| Mjc Financial Services | Syracuse | NY | 07/2009 | Present |
| Lpl Financial Llc | Syracuse | NY | 07/2023 | Present |
1) 06/27/2023 - Syracuse Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 06/27/2023 - MJC Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 242 Hours per month. 3) 06/27/2023 - Michael Cook - Non-Variable Insurance - Syracuse, NY - Investment related - Start date: 01/15/2008. 4) 06/27/2023 - Michael J Cook - Tax Prep/Accounting/CPA - Syracuse, NY - Investment related - 1.5 Hours per month - Start date: 2/1/1985.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-03-20 |
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