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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Albany | NY | 05/2004 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 10/2013 | Present |
(1) 05/27/2004 - DBA ONLY - ALBANY FINANCIAL GROUP - ALBANY, NY (2) 03/09/2005 - NON-VARIABLE INSURANCE - SELLING HEALTH INSURANCE & LIFE INS PRODUCTS - ALBANY, NY (3) 01/20/2011 - THOROUGHBRED RACE HORSE OWNERSHIP. RACE HORSE WILL BE OWNED BY ME AND TRAINED BY A LIC. HORSE TRAINER. - 1% OF TIME SPENT (4) 09/04/2013 - REAL ESTATE RENTAL - SINGLE FAMILY RENTAL PROPERTY. (5) - 02/25/2014 - 1095 NEW LOUDON RD LLC -REAL ESTATE RENTAL- 1095 NEW LOUDON RD LLC- COMMERCIAL AND RESIDENTIAL RENTAL PROPERTY, NO RENTERS ARE CUSTOMERS-TIME SPENT 5% (7) 04/14/2015 - PRIVATE ADVISOR GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - ((HYBRID) ALBANY FINANCIAL GROUP - START 11/12/2013 - 4 HR/MO DURING SECS TRDG HRS (8) 04/14/2015 - PRIVATE ADVISOR GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) PRIVATE ADVISOR GROUP- 1% TIME SPENT. (9) 4/13//2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-thoroghbred horse ownership and breeding - Started 03/28/2017 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-06-27 |
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