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Cwm, LLC CRD 155344
$50.6B regulatory AUM 248 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-02-16 |
Branch Locations
14600 Branch Street, Omaha, NE 68154 • United States
14600 Branch St., Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Omaha | NE | 06/2011 | 02/2018 |
| Lpl Financial, Llc | Omaha | NE | 03/2018 | 07/2020 |
| Mutual Of Omaha Bank (Ne) | Omaha | NE | 03/2018 | 07/2020 |
| Elk River Wealth Management Llc | Omaha | NE | 07/2020 | 02/2024 |
| Purshe Kaplan Sterling Investments Inc. | Albany | NY | 07/2020 | 02/2024 |
| Cwm, Llc | Omaha | NE | 02/2024 | Present |
| Carson Wealth | Elkhorn | NE | 02/2024 | Present |
FIXED INSURANCE NATURE: Insurance START: 07/2020 APPX. HRS/MONTH: 10 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 1 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-02 |
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