Vijay K Thakkar

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1981 → Present
  Vijay Thakkar And Associates Ltd
  Glen Ellyn, IL
• 12/1991 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2000 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2017 → Present
  Thakkar Financial Services Inc.
  Glen Ellyn, IL

Other Businesses

1) NAME OF OTHER BUSINESS: VIJAY THAKKER & ASSOCIATES, LTD INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING, TAX PREPARATION, PAY ROLL PROCESSING START DATE: 8/1981 APX NUMBER OF HOURS PER WEEK: 45 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: CPA 2) NAME OF OTHER BUSINESS: THAKKAR FINANCIAL SERVICES INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES & INSURANCE START DATE: 1/2017 APX NUMBER OF HOURS PER WEEK: 45 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: PRESIDENT BRIEF DESCRIPTION OF DUTIES: SELLING & CONSULTING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-29
• S63 Uniform Securities Agent State Law Examination
  1992-02-06

Designations

• Certified Financial Planner