Steven Michael Effert

Employer firm

Trustmont Advisory Group, Inc. CRD 106015

$1.40B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2020
  Securites Service Network, Inc
  Pulaski, WI
• 08/2020 → Present
  Trustmont Financial Group, Inc.
  Greensburg, PA
• 08/2020 → Present
  Trustmont Advisory Group, Inc.
  Greensburg, PA

Previous Registrations

• 2016-08-25 → 2020-08-31
  Ssn Advisory, Inc.
  Krakow, WI
• 2011-01-04 → 2016-08-25
  Sii Investments, Inc.
  Krakow, WI
  Pulaski, WI
  Appleton, WI
• 2009-04-01 → 2010-12-31
  Mml Investors Services, Llc
  De Pere, WI
  Madison, WI
  Pulaski, WI

Other Businesses

1. Steven M Effert -DBA Tactical Wealth Management, N4731 Lake Sandia Dr., Krakow, WI 54137 - 09/2016 - NIR - Fixed Insurance Sales - Through the course of individual and business financial planning it will be necessary to address various areas of concern which require the discussion and sale of life insurance, fixed annuities and LTC. - Sole Prop - 0 hrs/mo 2. N.E.W. New Near North Club, Inc. - 7421 S. Chase Rd. Sobieski, WI 54171 - 2018 - NIR - Treasurer for a newly established 501 c 3 service club, supporting natural resource protections through regular outdoor club activities; snow mobiling, watercraft, hiking, hunting etc. - Prepare monthly reports that track financial activities of club, Prepare documentation for annual audits. - Corp - 0 Hrs/mo trading 3. DBA Tactical Wealth Management, N4731 Lake Sandia Dr, Krakow, WI 54137 . Duties include Research, Strategy and Management . Fee based business. 30 HPW during Securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-29
• S63 Uniform Securities Agent State Law Examination
  1992-04-28