Nigel M Fleming

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-05-19
GA	RA	APPROVED	2024-06-03
TX	RA	APPROVED_RES	2024-05-30

FL RA
APPROVED

Since 2026-05-19
GA RA
APPROVED

Since 2024-06-03
TX RA
APPROVED_RES

Since 2024-05-30

Branch Locations

Atlanta, GA • United States

Destin, FL • United States

3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	03/2009	05/2024
Morgan Stanley Smith Barney Llc	Atlanta	GA	05/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	08/2024	Present

03/2009 → 05/2024

Ubs Financial Services Inc.

Atlanta, GA
05/2024 → Present

Morgan Stanley Smith Barney Llc

Atlanta, GA
08/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2009-03-06 → 2024-06-10

Ubs Financial Services Inc.

Atlanta, GA

Atlanta, GA
2007-04-02 → 2009-03-09

Morgan Stanley & Co. Llc

Atlanta, GA
2003-03-05 → 2007-04-02

Morgan Stanley Dw Inc.

Atlanta, GA

Atlanta, GA

Other Businesses

(1) 43 DUNE RIDGE LLC / ATLANTA, GA / REAL ESTATE / OWNS A LOT / 100% OWNER OF SINGLE MEMBER LLC / START 24-OCTOBER-2012. (2) 19 DUNE RIDGE LLC / ATLANTA, GA / REAL ESTATE / OWNS A LOT / 100% OWNER AND MANAGING MEMBER OF SINGLE MEMBER LLC / PUT LOT IN LLC FORMAT FOR LEGAL PROTECTION / START 01-SEPTEMBER-2012. *600846 - Hollywood Dawgs, LLC; Investment related: Yes; Destin, Florida; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2013; During business hours: 0; After business hours: 1; Other *600834 - Wall Street Dawgs, LLC; Investment Related - Yes; Destin, Florida; Real Estate; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 11/2020; During Business Hours: 0; After Business Hours: 1; Other. *600837 - Seven Dawgs 156, LLC; Investment Related - Yes; Destin, Florida; Real Estate; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2021; During Business Hours: 0; After Business Hours: 1; Other. *600839 - Seven Dawgs Lot 2, LLC; Investment Related - Yes; Destin, Florida; Real Estate; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2020; During Business Hours: 0; After Business Hours: 1; other. *600843 - Seven Palms at Inlet Beach, LLC; Investment Related - Yes; Destin, Florida; Real Estate; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2015; During Business Hours: 0; After Business Hours: 1; Other. *692387- Wall Street Dawgs II, LLC; Investment related: Yes/; Inlet Beach, Florida; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 1; Other - I am 50% owner of real estate in LL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-08-25
S63	Uniform Securities Agent State Law Examination	1992-02-12

S65 Uniform Investment Adviser Law Examination

1993-08-25
S63 Uniform Securities Agent State Law Examination

1992-02-12

Other Names

Nigel Fleming

View on SEC IAPD