Vincent Mastro

Current Employers

Employment History

• 09/2014 → Present
  Lpl Financial, Llc
  Fresno, CA

Previous Registrations

• 2011-01-03 → 2014-09-09
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Fresno, CA
  Minneapolis, MN
  Fresno, CA
• 2006-08-11 → 2011-01-03
  Wells Fargo Investments, Llc
  Fresno, CA

Other Businesses

1) 09/25/2014 - THIESEN DUEKER - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) (2) 09/25/2014 - THIESEN DUEKER FINANCIAL CONSULTING GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) - 100% Time Spent (3) 09/25/2014 - THIESEN DUEKER GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) (4) 07/18/2016: No Business Name - INV REL - At Reported Business Location(s) - Non-Variable Insurance - Start 07/01/2016 - Sale of Medicare Supplements through AGA Inc. - 5 Hr/Mo; 5 Hours During Securities Trading. (5) 2/24/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/10/2017 - 10 Hours Per Month/5 Hours During Securities Trading. (6) 9/3/2020 - Diversified Brokerage Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 07/27/2020 - 15 Hours Per Month/5 Hours During Securities Trading. (7) 09/14/2022 - Thiesen Dueker 401k Specialists - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/26/2022 - 120 Hours Per Month/120 Hours During Securities Trading (8) 09/22/2022 - 401(k) Specialists, a Division of Thiesen Dueker - nvestment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/08/2022 - 20 Hours Per Month/20 Hours During Securities Trading (9) 08/21/2023 - T.D. Group - Investment Related - At Reported Business Location(s) - Thiesen Dueker Modern Wealth Management DBA for LPL Business (entity for LPL business) - Start Date 08/08/2023 - 160 Hours Per Month 40 Hours During Trading 10. 09/23/2025 - Simplicity Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start date: 09/1/2025 - Start Date 09/01/2025 - 8 Hours Per Month 4 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-01
• S63 Uniform Securities Agent State Law Examination
  1992-07-24