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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-30 |
| OK | RA | APPROVED | 2022-07-12 |
| NY | RA | APPROVED | 2021-06-24 |
| TX | RA | APPROVED_RES | 2006-08-02 |
Branch Locations
1400 Old Country Rd Ste 413, Westbury, NY 11590 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc. | Palm Beach Gardens | FL | 07/2002 | Present |
| Thrivent Financial For Lutherans | Appleton | WI | 07/2002 | Present |
CNA; JACKSON NATIONAL (FIXED ANNUITIES)-3/21/01. RESIDUALS CONTINUE TO BE RECIEVED ON EXISTING CONTRACTS ONLY, NO NEW SALES ARE BEING DONE. ST. ELSEWHERE - VILLA VIENTO POSITION: Owner - Villa NATURE: This is a rental property that I own, and currently lease to an LLC annually. The LLC then has vacation rental agreements that are made. This was done at the advice of counsel for liablity purporses. The LLC is name St. Elsewhere. The House name is Villa Viento. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2014 ADDRESS: 8-27-1, Peterborg UM 80802 DESCRIPTION: I am the owner of this Villa, I have hired a company to run it for me. Seaglass Vacations. They handle the bill paying, marketing, rental reciepts, maintenance, supervision, bookings, My only duties are to approve the expenditures associated with the Villa, only a monthly basis where a report will be provided to me for such approval. I do use this as my vacation home as well, when it isn't being rented. SOUTHERN CROSS SERVICE DOGS POSITION: Board Member NATURE: The goal of this organization it to Train Dogs to become service dogs for Veterans that are in need of them. It is a VERY small charity at this time and they are looking to grow and have asked me to serve on the board. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 16033 JUNIPER INLET ALY, Winter Garden FL 34787, United States DESCRIPTION: Providing advice and guidance on fundraising and business strategies as they grow
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-03 |
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