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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-30
OK RA APPROVED 2022-07-12
NY RA APPROVED 2021-06-24
TX RA APPROVED_RES 2006-08-02
  • FL RA
    APPROVED
    Since 2026-06-30
  • OK RA
    APPROVED
    Since 2022-07-12
  • NY RA
    APPROVED
    Since 2021-06-24
  • TX RA
    APPROVED_RES
    Since 2006-08-02

Branch Locations

1400 Old Country Rd Ste 413, Westbury, NY 11590 • United States

Palm Beach Gardens, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Palm Beach Gardens FL 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

CNA; JACKSON NATIONAL (FIXED ANNUITIES)-3/21/01. RESIDUALS CONTINUE TO BE RECIEVED ON EXISTING CONTRACTS ONLY, NO NEW SALES ARE BEING DONE. ST. ELSEWHERE - VILLA VIENTO POSITION: Owner - Villa NATURE: This is a rental property that I own, and currently lease to an LLC annually. The LLC then has vacation rental agreements that are made. This was done at the advice of counsel for liablity purporses. The LLC is name St. Elsewhere. The House name is Villa Viento. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2014 ADDRESS: 8-27-1, Peterborg UM 80802 DESCRIPTION: I am the owner of this Villa, I have hired a company to run it for me. Seaglass Vacations. They handle the bill paying, marketing, rental reciepts, maintenance, supervision, bookings, My only duties are to approve the expenditures associated with the Villa, only a monthly basis where a report will be provided to me for such approval. I do use this as my vacation home as well, when it isn't being rented. SOUTHERN CROSS SERVICE DOGS POSITION: Board Member NATURE: The goal of this organization it to Train Dogs to become service dogs for Veterans that are in need of them. It is a VERY small charity at this time and they are looking to grow and have asked me to serve on the board. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 16033 JUNIPER INLET ALY, Winter Garden FL 34787, United States DESCRIPTION: Providing advice and guidance on fundraising and business strategies as they grow

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-24
S63 Uniform Securities Agent State Law Examination 1992-04-03
  • S65 Uniform Investment Adviser Law Examination
    2003-03-24
  • S63 Uniform Securities Agent State Law Examination
    1992-04-03

View on SEC IAPD

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