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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-08-22
  • CA RA
    APPROVED
    Since 2005-08-22

Branch Locations

2853 Geer Rd Ste C, Turlock, CA 95382 • United States

3172 Collins Dr Ste A, Merced, CA 95348-3131 • United States

1120 West I St Ste E, Los Banos, CA 93635 • United States

Denair, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Turlock CA 01/1999 03/2020
Ameriprise Financial Services, Llc Turlock CA 03/2020 Present
Other Businesses

Business Ownership; The Coffee House; Owner; Food service; 4616 Main Street, , Denair, CA, 95316; Not Investment-Related; 03/02/2020; 20 to 39 hours per month; 0 during trading hours. Other Business Activities; IFA; bill paying services; 4012 Eastgate DrDenair CA 95316, ,; Not Investment-Related; 10/10/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-27
  • S66 Uniform Combined State Law Examination
    2003-10-27
Other Names
  • Dora Tina Casso
  • Dora Steeley
  • Dora T Villa

View on SEC IAPD

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