Alexander Dimartini

Employer firm

Imperity Wealth Alliance LLC CRD 339113

$140M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 01/2017
  Ubs Financial Services Inc.
  Melville, NY
• 01/2017 → 07/2023
  Royal Alliance Associates, Inc.
  Jericho, NY
• 07/2023 → Present
  Soundview Wealth Management Group, Llc
  Melville, NY
• 07/2023 → Present
  Commonwealth Financial Network
  Waltham, MA
• 03/2026 → Present
  Imperity Wealth Alliance Llc
  Melville, NY

Previous Registrations

• 2021-04-26 → 2023-08-02
  Osaic Wealth, Inc.
  Jericho, NY
• 2009-06-01 → 2012-02-06
  Morgan Stanley
  Melville, NY
  Hauppauge, NY
  Hauppauge, NY
• 2007-10-19 → 2009-06-01
  Morgan Stanley & Co. Llc
  Melville, NY

Other Businesses

1.Fixed insurance sales; as of 05/25/2023; 5% of time spent during business hours; Conducted at branch location; Investment related. 2.Owner, Soundview Wealth Management Group, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 2017; 5% of time spent during business hours; Conducted at branch; Investment related. 3.Payroll services, Soundview Wealth; as of 07/31/2023; 2% of time spent during business hours; Conducted at branch; Not investment related. 4. Referrals to Imperity Tax; tax services; as of 01/01/2024; Less than 5% of time spent during business hours; Conducted at branch; Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-21
• S63 Uniform Securities Agent State Law Examination
  1992-12-19

Other Names

• Alexander Jr Dimartini
• Alexander Dimartini