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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-03
OH RA APPROVED 2012-05-04
  • TX RA
    APPROVED_RES
    Since 2014-10-03
  • OH RA
    APPROVED
    Since 2012-05-04

Branch Locations

25201 Chagrin Blvd., Suite 375, Beachwood, OH 44122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Beachwood OH 04/2004 Present
Stratos Wealth Partners, Ltd Beachwood OH 05/2012 Present
  • 04/2004 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Beachwood, OH
  • 05/2012 → Present
    Beachwood, OH
Previous Registrations
Other Businesses

1. 4/30/2004 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 7/21/2004 - PURUCZKY WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - FOR ACCOUNTING PURPOSES ONLY. 3. 2/29/2008 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 3% - LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES. 4. 5/7/2012 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 4/2012 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 4/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/29/2012 - Olympus Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - TIME SPENT 100%. 6. 03/27/2026-Olympus Private Wealth Advisors-Founding Partners & Private Wealth Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/01/2026-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-29
S63 Uniform Securities Agent State Law Examination 1994-04-26
  • S65 Uniform Investment Adviser Law Examination
    1994-04-29
  • S63 Uniform Securities Agent State Law Examination
    1994-04-26
Other Names
  • Dale Matthew Puruczky
  • Dale M Puruczky

View on SEC IAPD

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