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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-14 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
501 Cherry Street Suite 101, Columbia, MO 65201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Columbia | MO | 12/1991 | Present |
1. Elk Fork Holding Co. LLC; 1701 Glenbrook Court, Columbia, MO 65203; Farm land; Owner; 12/22/2015; 500 Hours per year; Not during securities trading hours; Investment-related. 2. Moberly Area Community College; Moberly, MO 65270; Stamper Scholarship Committee Member; Select scholarship recipient once a year; 5/01/2003; 2 hours per year; not investment related. 3. Howard T & Sara B Fleming Charitable Foundation; 1019 Greentree Dr, Charlotte, NC 28211; Family charitable foundation; Board Member; Approve gifts annually; 01/20/2021; 1 Hour per Year; Not During Securities Trading Hours; Not Investment-Related. 4. Eugene, LLC; 1701 Glenbrook Ct Columbia MO 65203; Sole Member LLC; Owner; Collect and Sell items; 4/2/2026; 1 hour per day; not during securities trading hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-05 |
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