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Karen Denise Pratt

State Farm Investment Management Corp.

Haymarket, VA

CRD 2210802

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-06
VA RA APPROVED 2018-09-26
  • NC RA
    APPROVED
    Since 2024-06-06
  • VA RA
    APPROVED
    Since 2018-09-26

Branch Locations

Haymarket, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Brookhaven GA 05/2016 10/2016
State Farm Insurance Brookhaven GA 05/2016 10/2016
State Farm Vp Management Corp. Dunwoody GA 10/2016 11/2018
State Farm Insurance Dunwoody GA 10/2016 08/2018
State Farm Insurance Dunwoody GA 08/2018 11/2018
State Farm Investment Management Corp. Dunwoody GA 09/2018 11/2018
State Farm Vp Management Corp. Haymarket VA 11/2018 Present
State Farm Investment Management Corp. Haymarket VA 11/2018 Present
State Farm Insurance Haymarket VA 11/2018 Present
  • 05/2016 → 10/2016
    State Farm Vp Management Corp
    Brookhaven, GA
  • 05/2016 → 10/2016
    State Farm Insurance
    Brookhaven, GA
  • 10/2016 → 11/2018
    State Farm Vp Management Corp.
    Dunwoody, GA
  • 10/2016 → 08/2018
    State Farm Insurance
    Dunwoody, GA
  • 08/2018 → 11/2018
    State Farm Insurance
    Dunwoody, GA
  • 09/2018 → 11/2018
    State Farm Investment Management Corp.
    Dunwoody, GA
  • 11/2018 → Present
    State Farm Vp Management Corp.
    Haymarket, VA
  • 11/2018 → Present
    State Farm Investment Management Corp.
    Haymarket, VA
  • 11/2018 → Present
    State Farm Insurance
    Haymarket, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-06-20
  • S63 Uniform Securities Agent State Law Examination
    2019-06-20
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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