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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-25
PA RA APPROVED 2016-08-29
  • TX RA
    APPROVED_RES
    Since 2019-04-25
  • PA RA
    APPROVED
    Since 2016-08-29

Branch Locations

150 N Radnor-Chester Rd Ste A100, Radnor, PA 19087 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Philadelphia PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV RELATED; HAVERFORD, PA; START: 4/1/18; 5 HRS/MO; 1 DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-13
  • S63 Uniform Securities Agent State Law Examination
    1992-05-13
Other Names
  • Coley Bookbinder
  • Samuel C Bookbinder
  • Samuel Coleman Bookbinder

View on SEC IAPD

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