Scott Charles Sullivan

Current Employers

Employment History

• 02/2010 → Present
  Bay Point Financial, Llc
  Bedford, NH
• 01/2010 → 08/2024
  Triad Advisors, Llc
  Bedford, NH
• 08/2024 → Present
  Osaic Wealth, Inc.
  Bedford, NH

Previous Registrations

• 2010-01-28 → 2010-08-13
  Triad Advisors Llc
  Atlanta, GA
  Laconia, NH
  Bedford, NH
  Atlanta, GA
  Laconia, NH
  Laconia, NH
• 2001-04-27 → 2010-01-29
  Osaic Fs, Inc.
  Laconia, NH
  Bedford, NH
  Bedford, NH
• 2004-09-27 → 2006-11-03
  Independent Advisers Group Corp
  Bedford, NH

Other Businesses

1) SCOTT SULLIVAN CLU; NON-INVESTMENT RELATED; 144 PLEASANT ST., LACONIA NH 03246; INSURANCE SALES/ MULTIPLE CARRIERS; OWNER; 1/2001; 40 HRS/MONTH; 2 HRS/DAY; COMPENSATION-COMMISSION; SELL LIFE, DISABILITY, HEALTH, AND LTC INSURANCE. 2) BAY POINT FINANCIAL POSITION: Investment Advisor Rep. NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 04/01/2010 ADDRESS: 144 Pleasant St., Laconia NH 03246, United States DESCRIPTION: I help clients develop financial plans and manage their portfolios. 3) FRANKLIN SAVINGS BANK POSITION: Corporator NATURE: Mutual Savings Bank INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/04/2013 ADDRESS: 387 Central St., Franklin NH 03235, United States DESCRIPTION: I participate in the annual meeting to elect trustees. 4) SCOTT SULLIVAN POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2010 ADDRESS: 144 Pleasant St., Laconia NH 03246, United States DESCRIPTION: I sell fixed insurance and annuity products through appointment with multiple carriers.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-19
• S63 Uniform Securities Agent State Law Examination
  1992-02-21

Other Names

• Scott C Sullivan