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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1992-03-31
  • TX RA
    APPROVED
    Since 1992-03-31

Branch Locations

236 W Pecan St Suite 110, Celina, TX 75009 • United States

5851 Legacy Cir Ste 600, Plano, TX 75024 • United States

Celina, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plano TX 09/2005 03/2020
Ameriprise Financial Services, Llc Celina TX 03/2020 Present
Other Businesses

Business Ownership; TDW Holdings III; Owner of LLC; Real Estate; 208 N Oklahoma, , Celina, TX, 75009; Not Investment-Related; 12/03/2021; 0 hours per month; 0 during trading hours / TDW Holdings IV; Owner of LLC; Real Estate; Walnut Street, , Celina, TX, 75009; Not Investment-Related; 03/23/2022; 0 hours per month; 0 during trading hours / TDW Holdings II; Owner of LLC; Real Estate; 710 S Oklahoma, , Celina, TX, 75009; Not Investment-Related; 08/13/2021; 1 to 9 hours per month; 0 during trading hours / TDW Holdings VII; Co-owner; Real Estate; 12688 FM 2478, , Celina, TX, 75009; Not Investment-Related; 11/15/2023; 1 to 9 hours per month; 0 during trading hours / TDW Holdings VIII, LLC; Co-owner; Real Estate; 12688 FM 2478, , Celina, TX, 75009; Not Investment-Related; 11/15/2023; 1 to 9 hours per month; 0 during trading hours / TDW Holdings IX, LLC; Co-owner; Real Estate; 12688 FM 2478, , Celina, TX, 75009; Not Investment-Related; 11/15/2023; 1 to 9 hours per month; 0 during trading hours / TDW Holdings VI; Owner; Real Estate; 204 Pecan St, , Celina, TX, 75009; Not Investment-Related; 03/23/2022; 0 hours per month; 0 during trading hours / TDW Holdings V; Owner; Real Estate; 209 Pecan St, , Celina, TX, 75009; Not Investment-Related; 03/23/2022; 0 hours per month; 0 during trading hours / TDW Holdings; Owner; Real Estate; 12688 FM 2478, , Celina, TX, 75009; Not Investment-Related; 05/24/2018; 0 hours per month; 0 during trading hours. Board of Directors; Celina Education Foundation; VP Development; P O Box 116, , Celina, TX, 75009; Investment-Related; 11/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Celina Texas FFA Alumni Board; Treasurer; 3455 N Preston Road, , Celina, TX, 75009; Not Investment-Related; 07/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Project Graduation; Vice President; 3455 N Preston Road, , Celina, TX, 75009; Not Investment-Related; 07/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; rent; Jarrell 'Dwain' Gray is my office landlord. I pay rent to him each month. This has been approved for a while, but I accidentally deleted the wrong item on my OBA recently.; 236 W Pecan Street, Celina TX 75009, , Celina, TX, 75009; Not Investment-Related; 10/03/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-03-26
  • S63 Uniform Securities Agent State Law Examination
    1992-03-26
Designations
Other Names
  • Tammie Lynn Dunn
  • Tammie Lynn Dunn

View on SEC IAPD

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