James Patrick Gilbert

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 01/2024
  Woodbury Financial Services
  Boca Raton, FL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Aiken, SC

Previous Registrations

• 2006-06-22 → 2024-01-19
  Woodbury Financial Services, Inc.
  Boca Raton, FL
  Oakdale, MN
  Pembroke Pines, FL
  Aiken, SC
  Vero Beach, FL
• 2005-01-07 → 2006-06-26
  Mml Investors Services, Llc
  Boca Raton, FL
  Ft. Lauderdale, FL
• 1992-02-20 → 2004-12-10
  Equitable Advisors, Llc
  Boca Raton, FL

Other Businesses

1. CORNERSTONE PLANNING GROUP, INC. POSITION: President NATURE: Sub chapter S corporation, I am the sole shareholder, INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 09/01/2015 ADDRESS: 900 Trail Ridge Rd, First Floor, Aiken SC 29803, United States DESCRIPTION: Cornerstone Planning Group, Inc.is the d/b/a under which I formerly conducted recruiting, development and retention activities for current or prospective Woodbury FPs.It's purpose and activities are now limited to the employment of my assistant and I. It is not now nor has it ever been used in connection with any sales or marketing to the general public. There is no website, stationery, business cards or marketing materials. 2. CORNERSTONE PRIVATE ADVISORS, LLC POSITION: Managing Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2008 ADDRESS: 900 Trail Ridge Rd, First Floor, Aiken SC 29803, United States DESCRIPTION: SALES AND SERVICE OF INVESTMENT AND INSURANCE PRODUCTS AS WELL AS OVERALL ADMIN AND MGMT RESPONSIBILITIES FOR THE FIRM.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-07-07
• S65 Uniform Investment Adviser Law Examination
  1999-06-23

Designations

• Certified Financial Planner