Best Investors Account Sign in
Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2015-03-07
  • KY RA
    APPROVED
    Since 2015-03-07

Branch Locations

6518 Highway 146, Crestwood, KY 40014 • United States

415 South First Street, Lagrange, KY 40031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Crestwood KY 06/2015 05/2017
Pnc Bank Crestwood KY 06/2015 05/2017
Pnc Investments, Llc Crestwood KY 05/2017 Present
  • 06/2015 → 05/2017
    Pnc Investments
    Crestwood, KY
  • 06/2015 → 05/2017
    Pnc Bank
    Crestwood, KY
  • 05/2017 → Present
    Pnc Investments, Llc
    Crestwood, KY
Previous Registrations
  • 2007-05-04 → 2009-08-03
    Louisville, KY
    Louisville, KY
  • 2006-04-05 → 2007-01-10
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Mt Washington, KY
    Jeffersonville, IN
    Louisville, KY
    Louisville, KY
    Louisville, KY
Other Businesses

1) 3/22/2023 / Member / Dabbling Angler Fishing, LLC / Not investment related / Zero hours during trading //

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-07
S65 Uniform Investment Adviser Law Examination 2006-04-04
S63 Uniform Securities Agent State Law Examination 2002-06-12
  • S66 Uniform Combined State Law Examination
    2015-03-07
  • S65 Uniform Investment Adviser Law Examination
    2006-04-04
  • S63 Uniform Securities Agent State Law Examination
    2002-06-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Crestwood, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor