Mark Aubrey Langdon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2013-07-01

IN RA
APPROVED

Since 2013-07-01

Branch Locations

Greenwood, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Greenwood	IN	07/2013	Present

07/2013 → Present

Lpl Financial, Llc

Greenwood, IN

Previous Registrations

2010-04-07 → 2013-07-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

Other Businesses

1. 1/4/2017 - Langdon Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2017 - 200 Hours Per Month/8 Hours During Securities Trading - 200 Hours Per Month/8 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-04-02
S63	Uniform Securities Agent State Law Examination	1992-03-13

S66 Uniform Combined State Law Examination

2010-04-02
S63 Uniform Securities Agent State Law Examination

1992-03-13

View on SEC IAPD