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4807 Innovate Lane, Madison, WI 53718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-04-24 |
| IN | RA | APPROVED | 2020-12-23 |
Branch Locations
8365 Keystone Crossing Ste 300, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umbaugh Cash Advisory Services, Llc | Indianapolis | IN | 01/2015 | 03/2019 |
| Baker Tilly Advisory Group, Lp | Chicago | IL | 03/2019 | Present |
| Baker Tilly Investment Services | Indianapolis | IN | 03/2019 | 12/2020 |
| Baker Tilly Wealth Management, Llc | Indianapolis | IN | 12/2020 | Present |
1) BAKER TILLY WEALTH MANAGEMENT, LLC ("BTWM") IS A CONTROLLED SUBSIDIARY OF BAKER TILLY ADVISORY GROUP, LP ("BAKER TILLY"). SALARY AND VARIABLE COMPENSATION (IF APPLICABLE) IS PAID BY BAKER TILLY. 100% OF TIME IS SPENT ON ADVISORY SERVICES WITH BTWM. THERE IS AN EXPENSE SHARING AGREEMENT IN PLACE BETWEEN BTWM & BAKER TILLY WHICH GOVERNS SHARING OF PERSONNEL AND RESOURCES. 2) MARK ROCHFORD, OWNER; REAL ESTATE INVESTING; START DATE 2/19/2024; LESS THAN 15 HOURS PER MONTH SPENT ON REAL ESTATE INVESTMENT ACTIVITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-02 |
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