Kristin Amber Landis

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-11-30
TX	RA	APPROVED	2023-11-29

CA RA
APPROVED

Since 2023-11-30
TX RA
APPROVED

Since 2023-11-29

Branch Locations

200 Spectrum Center Drive Suite 1800, Irvine, CA 92618 • United States

Lakewood, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Irvine	CA	06/2009	11/2023
Ubs Financial Services	Irvine	CA	11/2023	Present

06/2009 → 11/2023

Morgan Stanley Smith Barney

Irvine, CA
11/2023 → Present

Ubs Financial Services

Irvine, CA

Previous Registrations

2009-06-01 → 2023-12-15

Morgan Stanley

Irvine, CA
2007-07-02 → 2009-06-01

Citigroup Global Markets Inc.

Irvine, CA

Other Businesses

Mary Kay; cosmetic sales; independent sales consultant; During business hours 0; after business hours 1; Retail cosmetics and skin care products. Selling cosmetic and skin care products from company catalog.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-11

S66 Uniform Combined State Law Examination

2007-06-11

Other Names

Krisin Amber Gabele
Kristin Amber Gabele

View on SEC IAPD