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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-04-29 |
| TX | RA | APPROVED | 2016-04-29 |
Branch Locations
3120 W Main Street Suite 106, Visalia, CA 93291 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Visalia | CA | 05/2009 | Present |
1.Turnberry Home Owners Assn; 5425 W Mission Ave, Visalia, CA 93277; To cover the expenses of the gated community; Board member; Quarterly meetings to discuss ongoing maintenance of the HOA; 04/01/2024; 4 Hours per Month; Not during Securities Trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-04-08 |
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