Brett Alan Schroeder

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Wells Fargo Advisors Llc
  Visalia, CA

Previous Registrations

• 2008-01-01 → 2016-05-05
  Wells Fargo Clearing Services, Llc
  Visalia, CA
  Porterville, CA
• 1997-07-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Visalia, CA
  Porterville, CA
  St. Louis, MO
  Visalia, CA

Other Businesses

1.Turnberry Home Owners Assn; 5425 W Mission Ave, Visalia, CA 93277; To cover the expenses of the gated community; Board member; Quarterly meetings to discuss ongoing maintenance of the HOA; 04/01/2024; 4 Hours per Month; Not during Securities Trading hours; Not Investment-Related

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-04-08

Other Names

• Brett A Schroeder