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Roy Wayne Stephens

Crosscurrent Wealthmanagement, LLC

Little Rock, AR

CRD 2209745

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Employer firm

Crosscurrent Wealthmanagement, LLC CRD 156589

$1.28M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Crosscurrent Wealthmanagement, Llc

Little Rock, AR • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2011-04-12
  • AR RA
    APPROVED
    Since 2011-04-12

Branch Locations

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crosscurrent Wealthmanagement Little Rock AR 08/2010 Present
  • 08/2010 → Present
    Crosscurrent Wealthmanagement
    Little Rock, AR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-15
S63 Uniform Securities Agent State Law Examination 1992-03-10
  • S66 Uniform Combined State Law Examination
    1999-07-15
  • S63 Uniform Securities Agent State Law Examination
    1992-03-10
Designations
  • Certified Financial Planner
Other Names
  • Roy Wayne Stephens

View on SEC IAPD

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