Inactive

Roy Wayne Stephens

Crosscurrent Wealthmanagement, LLC

Little Rock, AR

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Current Employers

Crosscurrent Wealthmanagement, Llc

Little Rock, AR • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2011-04-12

AR RA
APPROVED

Since 2011-04-12

Branch Locations

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Crosscurrent Wealthmanagement	Little Rock	AR	08/2010	Present

08/2010 → Present

Crosscurrent Wealthmanagement

Little Rock, AR

Previous Registrations

2009-02-25 → 2010-06-25

Simmons First Capital Management, Inc.

Little Rock, AR
1999-08-04 → 2007-01-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Little Rock, AR

Little Rock, AR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-07-15
S63	Uniform Securities Agent State Law Examination	1992-03-10

S66 Uniform Combined State Law Examination

1999-07-15
S63 Uniform Securities Agent State Law Examination

1992-03-10

Designations

Other Names

Roy Wayne Stephens

View on SEC IAPD

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