Dawnmarie Corneau

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-21
MA	RA	APPROVED	2006-07-17

TX RA
APPROVED_RES

Since 2025-08-21
MA RA
APPROVED

Since 2006-07-17

Branch Locations

900 Cummings Ctr, Ste 213T, Beverly, MA 01915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Peabody	MA	09/2005	Present

09/2005 → Present

Lpl Financial Llc

Peabody, MA

Previous Registrations

2006-07-17 → 2008-11-19

Freedman Financial Associates, Inc.

Peabody, MA
2002-09-19 → 2005-10-06

Ubs Financial Services Inc.

Peabody, MA

Other Businesses

1) 01/23/07- DBA CORNEAU WEALTH MANAGEMENT-BEVERLY, MA 2) 12/21/2023 - LIV Wealth Advisors - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/2/2024 - 200 Hrs/Mo; 8 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-07-12
S63	Uniform Securities Agent State Law Examination	1993-01-15

S66 Uniform Combined State Law Examination

2006-07-12
S63 Uniform Securities Agent State Law Examination

1993-01-15

Other Names

Dawnmarie Corneau
Dawnmarie Brothers

View on SEC IAPD