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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2011-10-11 |
| TX | RA | APPROVED | 2011-10-07 |
Branch Locations
1513 Iyannough Rd 1St Fl Ste 3, Hyannis, MA 02601 • United States
Bourne, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Falmouth | MA | 10/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Falmouth | MA | 11/2016 | Present |
SPECIAL NEEDS TRUST FOR BROTHER; INV. RELATED; BOURNE,MA; TRUSTEE; START DATE 03/21/2023; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING .5.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-02 |
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