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Inactive

Robert Francis Graham

Dinuzzo Private Wealth, Inc.

Beaver, PA

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Current Employers
Dinuzzo Private Wealth, Inc.

1501 3Rd St., Beaver, PA 15009 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-06-27
  • PA RA
    APPROVED
    Since 2016-06-27

Branch Locations

1501 3Rd St., Beaver, PA 15009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dinuzzo Private Wealth, Inc. Beaver PA 06/2016 Present
Previous Registrations
  • 2015-03-06 → 2016-06-20
    Pnc Wealth Management Llc
    Steubenville, OH
    Wintersville, OH
    Martins Ferry, OH
    Steubenville, OH
    East Liverpool, OH
  • 2013-11-26 → 2015-02-25
    Td Ameritrade, Inc.
    Pittsburgh, PA
  • 2013-11-26 → 2015-02-25
    Td Ameritrade Investment Management, Llc
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-25
S63 Uniform Securities Agent State Law Examination 1992-02-28
  • S66 Uniform Combined State Law Examination
    2013-11-25
  • S63 Uniform Securities Agent State Law Examination
    1992-02-28
Designations
Other Names
  • Bob Graham
  • Bob Graham
  • Robert F Graham
  • Robert Francis Graham
  • Robert Francis Graham
  • Robert Francis Graham Jr
  • Robert Graham

View on SEC IAPD

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