Kevin Eric Barton

Employer firm

Elevate Financial CRD 172375

$8.90M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
INVESTMENT CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Elevate Financial

Scottsdale, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2015-07-23

AZ RA
APPROVED

Since 2015-07-23

Branch Locations

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Elevate Financial Llc	Scottsdale	AZ	06/2015	Present

06/2015 → Present

Elevate Financial Llc

Scottsdale, AZ

Previous Registrations

2015-07-23 → 2015-12-31

Elevate Financial

Scottsdale, AZ
2012-05-25 → 2014-07-25

Cbiz Financial Solutions, Inc.

Tucson, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-05-15
S63	Uniform Securities Agent State Law Examination	1999-04-08

S66 Uniform Combined State Law Examination

2012-05-15
S63 Uniform Securities Agent State Law Examination

1999-04-08

View on SEC IAPD