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David Paul Konopinski

LPl Financial LLC

Medina, OH

CRD 2209473

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-11-02
  • OH RA
    APPROVED
    Since 2009-11-02

Branch Locations

Medina, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Strongville OH 10/2009 Present
  • 10/2009 → Present
    Lpl Financial
    Strongville, OH
Previous Registrations
  • 2009-03-13 → 2009-11-09
    Rbc Capital Markets, Llc
    Westlake, OH
  • 2008-01-10 → 2009-03-13
    Ferris, Baker Watts, Llc
    Cleveland, OH
    Cleveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-09
S63 Uniform Securities Agent State Law Examination 1992-06-19
  • S65 Uniform Investment Adviser Law Examination
    2008-01-09
  • S63 Uniform Securities Agent State Law Examination
    1992-06-19

View on SEC IAPD

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