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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-25 |
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
Boynton Beach, FL • United States
25 Melville Park Rd Suite 208A, Melville, NY 11747 • United States
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Melville | NY | 01/2003 | Present |
| Pruco Securities, Llc. | Melville | NY | 01/2003 | 11/2024 |
| Lpl Enterprise, Llc | Melville | NY | 11/2024 | Present |
1) 09/24/2024- Bulldog Business Solutions, Inc- Bulldog Business Solutions, Inc - Bulldog Business Solutions, Inc is an entity through which Brian Katz and Michael Katz process the payroll for their administrative assistant. There are no other activities for this OBA- Inv Related- Melville, NY- Start Date 09/23/2016- 1hrs/mth- 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-12 |
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