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4695 Macarthur Court Suite 490, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-08 |
| TX | RA | APPROVED | 2021-11-08 |
Branch Locations
4695 Macarthur Court Suite 490, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2008 | 11/2021 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2008 | 11/2021 |
| Lockerman Financial Group, Inc. | Newport Beach | CA | 11/2021 | Present |
1) INDEPENDENT INSURANCE AGENT, 4695 MACARTHUR CT, STE 490, NEWPORT BEACH, CA, 6/1991 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 1/WK - 1/TRADING. 2) LOCKERMAN FINANCIAL & INSURANCE SOLUTIONS INC dba LOCKERMAN FINANCIAL GROUP, 4695 MACARTHUR CT, STE 490, NEWPORT BEACH, CA, 1/2008 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 1/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-20 |
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