Thomas Anthony Ferraro

Current Employers

Employment History

• 01/1992 → 09/2025
  Avantax Investment Services, Inc.
  Rochester, NY
• 05/1992 → Present
  Thomas A. Ferraro Jr., Cpa
  Rochester, NY
• 07/1993 → 09/2025
  Avantax Advisory Services
  Rochester, NY
• 04/1994 → Present
  Boot Hill
  Rochester, NY
• 07/1995 → 09/2025
  Avantax Insurance Agency, Llc
  Rochester, NY
• 10/1994 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Rochester, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Rochester, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-31 → 2025-09-05
  Avantax Advisory Services
  Rochester, NY

Other Businesses

1) Thomas A. Ferraro Jr., CPA 1320 Buffalo Road, Suite 109~Rochester~NY~14624~Tax Preparation/Accounting~Owner/Sole Proprietor~12/1/2009~180hrs~180hrs~owner- CPA 2) THOMAS A. FERRARO JR., CPA POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 05/01/1992 ADDRESS: 517 Beahan Road, Rochester, NY 14624, DESCRIPTION: CPA meet with clients to prepare tax returns and consult on tax issues. 3) MUSICIAN/ARTIST POSITION: Musician/artist NATURE: Bass Guitar player/singer INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/30/1968 ADDRESS: 19 Arrowhead Drive, Rochester, NY 14624, United States DESCRIPTION: Self-employed musician since 1992. 4) NAME OF OTHER BUSINESS: GATES HISTORICAL SOCIETY; INVESTMENT RELATED: NO; ADDRESS: 634 HINCHEY ROAD ROCHESTER, NY 14624; NATURE OF BUSINESS: NON PROFIT; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: TREASURER/TREASURER IN WAITING; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ON STAND-BY IN CASE THE CURRENT TREASURER IS UNABLE TO COMPLETE THEIR TERM;

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-03-09

Other Names

• Thomas Anthony Ferraro